The Compliance & Legal practice conducts search assignments for senior-level executives specializing in investment advisory, 1940s Act compliance, testing and controls, anti-money laundering, surveillance, branch inspection, and other regulations. In the wake of evolving market regulation, the need for knowledgeable, forward-thinking compliance and legal professionals has become even greater. Our team works with top-tier investment banks, investment management firms, hedge funds, fund of funds, and private equity firms in identifying talent to fill these niche roles. We have demonstrated solid success placing Chief Compliance Officers, Deputy Chief Compliance Officers, General Counsels, Assistant General Counsels, Anti-Money Laundering Officers, as well as VPs/Directors of Investment Compliance.
Our consultants are functional experts who bring market intelligence and well-established networks to each assignment.
Charles Sterling Group provides executive search services across major divisions of global financial institutions.