Successful Engagements
Chief Compliance Officer, Investment Advisor, American financial services company providing investment management, asset and fund administration, fiduciary and banking services globally
Head of Compliance and Legal, U.S., UK-based asset management firm
Director, Legal and Regulatory Analysis, One of the largest providers of guaranteed-renewable insurance in the United States
Head of Counterparty Credit Risk, Global financial services organization providing investment servicing, asset management, trading and securities lending services
Head of Business Intelligence, Investment management division of large asset manager
Portfolio Manager – Large Cap Value, Distinguished global investment firm
Chief Compliance Officer, Exchange-Traded Funds, American financial services company providing investment management, asset and fund administration, fiduciary and banking services globally
Director, Global Accounting Policy and Advisory, Loyalty Accounting, A highly diversified financial services company
Client Advisor, American investment management firm serving institutional clients including pension funds, endowments, foundations, foreign governments and central banks
Head of Business Intelligence, Highly diversified global financial services holding company
Senior Vice President, Global Treasury, Head of Capital Planning, Global financial services organization providing investment servicing, asset management, trading and securities lending services
Head of Americas Fund Controllers, Leading global investment banking, securities and investment management firm